We specialize in providing high-integrity compliance services to small publicly-traded companies. Our range of services includes:
Public Company Audit Services
Our public company audit services include:
- SEC and NASD regulated audited annual reporting and un-audited
interim reporting for reporting companies
('34 Act compliance)
- Registration statements and IPOs ('33 Act compliance)
- Assistance with the planning process (SEC forms S-1, SB-2, 10-K, 10-Q,
8-K, etc.)
- M & A financial due diligence
- Preparation of pro-forma financial statements
- Consultation on complex accounting issues (including financial derivatives and FIN 46 consolidations) -
see our Embedded Financial Derivatives page.
Private Company Audit Services
Our private company audit services include:
- NASD Broker-Dealer regulatory audits
- Private company audits for bank or investor reporting
Tax Services
Our tax services include:
- Federal and state tax compliance
- Tax planning services
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