Our Services

We specialize in providing high-integrity compliance services to small publicly-traded companies. Our range of services includes:

Public Company Audit Services

Our public company audit services include:

• SEC and NASD regulated audited annual reporting and un-audited interim reporting for reporting companies
  ('34 Act compliance)
• Registration statements and IPOs ('33 Act compliance)
• Assistance with the planning process
• M & A financial due diligence
• Preparation of pro-forma financial statements
• Consultation on complex accounting issues (including financial derivatives and FIN 46 consolidations) -
  see our Embedded Financial Derivatives page.

Private Company Audit Services

Our private company audit services include:

• NASD Broker-Dealer regulatory audits
• Private company audits for bank or investor reporting
• Reviews and compilations
• Accounting advice and consulting